Template
$59
AI Risk Assessment Template & Guide
Comprehensive AI model governance and risk assessment templates for financial services teams.
Templates
Risk and Compliance Templates
Find the right RiskTemplates resource by use case. Start with the deeper decision pages if you need help evaluating an option, or jump to the complete index for every downloadable template, free resource, and bundle.
Decision support
Start here if you need help choosing or evaluating a template
These decision pages help you compare what the template should include, how to evaluate it, and when it fits. The complete catalog is below.
AI Risk
AI Risk Assessment
How to build an AI risk assessment template for financial services: model inventory fields, risk scoring, vendor due diligence, and governance evidence.
Use this guide if
Use this if a bank partner, auditor, customer, or regulator asked how your team governs AI use.
Matching template
AI Risk Assessment Template & Guide — $59. Editable files and any included guide materials are emailed after checkout.
Operational Risk
RCSA
A practical guide to building an RCSA template: risk statements, controls, testing evidence, ratings, owners, issues, and reporting outputs.
Use this guide if
Use this if you need to map risks, controls, owners, ratings, evidence, and issue remediation in one place.
Matching template
RCSA (Risk & Control Self-Assessment) — $69. Editable files and any included guide materials are emailed after checkout.
Third-Party Risk
Vendor Due Diligence Questionnaire Guide
How to structure a third-party risk questionnaire for financial services vendors: tiering, SOC reports, BCP, AI use, subcontractors, data, and evidence.
Use this guide if
Use this if you need vendor due diligence questions, evidence requests, and approval conditions for third-party reviews.
Matching template
Third-Party Risk Management (TPRM) Kit — $69. Editable files and any included guide materials are emailed after checkout.
Business Continuity
Business Continuity Plan
How to build a business continuity plan template for financial services teams: BIA fields, recovery objectives, dependencies, tabletop tests, and examiner evidence.
Use this guide if
Use this if you need BIA, RTO/RPO, dependency, tabletop, and continuity evidence for a customer, partner, auditor, or examiner.
Matching template
Business Continuity & Disaster Recovery (BCP/DR) Kit — $79. Editable files and any included guide materials are emailed after checkout.
Complete template index
All templates and resources
Every downloadable template is listed here, grouped by the problem it solves. If a deeper decision page exists, use it for evaluation; otherwise go straight to the product page.
AI, model risk, and governance
Use these when a bank partner, customer, examiner, or internal committee asks how AI and model-like systems are governed.
Free resource
Free
AI Risk Assessment Guide (Free)
A free introductory guide to AI risk assessment for financial services teams.
Free resource
Free
Threat Modeling for Agentic Payments (Free)
A 20,000-word whitepaper on threat modeling for AI-powered autonomous payment systems in financial services.
Enterprise risk, controls, and indicators
Use these to build the core risk program: risk inventory, RCSA, KRIs, issues, loss events, and governance.
Free resource
Free
Risk Register — Fintech Edition (Free)
141 pre-populated fintech risks across 21 categories. ISO 31000 structure. Ready to use in a week.
Template
$69
RCSA (Risk & Control Self-Assessment)
141 pre-populated fintech risks with control assessments, questionnaire framework, and testing calendar.
Template
$49
KRI Library (132 Key Risk Indicators)
132 KRIs with thresholds, data sources, and escalation triggers pre-built for financial services.
Template
$49
Issues Management Tracker & Template
End-to-end issues tracking and remediation management for risk and compliance teams.
Template
$59
Financial Risk Management Kit
Credit risk, liquidity, concentration, and capital adequacy templates built for fintechs.
Template
$59
Loss Monitoring & Event Tracking Kit
Basel-aligned operational loss event tracking and root cause analysis for financial services.
Template
$79
Enterprise Risk Management Framework (ERMF)
Complete ERM documentation: risk appetite, 3 Lines of Defense, committee charter, and board reporting.
Third-party, vendor, and product risk
Use these for vendor diligence, TPRM evidence, new product approvals, and launch-risk reviews.
Template
$69
Third-Party Risk Management (TPRM) Kit
Complete vendor risk management lifecycle from initial due diligence to ongoing oversight.
Template
$59
New Product Risk Assessment
Structured risk review process for new products, services, and business initiatives.
Privacy, incident response, and resilience
Use these for privacy obligations, breach response, business continuity, disaster recovery, and control evidence.
Template
$69
Data Privacy Compliance Kit
Multi-state privacy compliance templates covering 19 state laws plus GLBA and CCPA.
Template
$69
Incident Response & Breach Notification Kit
Step-by-step incident response playbooks and breach notification templates for all 50 states.
Template
$79
Business Continuity & Disaster Recovery (BCP/DR) Kit
BCP and DR templates with BIA, recovery procedures, and a standalone tabletop exercise kit.
Template
$79
SOC 2 Compliance Checklist
151 controls mapped to AICPA Trust Services Criteria with evidence collection guidance.
Bundles
Use these when you need a packaged program rather than one standalone template.
Bundle
$399
Complete GRC Library
Every template in the library — all 14 products at 58% off individual prices.
Other templates and resources
Additional RiskTemplates resources that do not fit neatly into the main themes above.
Free resource
Free
Issues Management Guide (Free)
A free introductory guide to building an effective issues management process.
Bundle
$149
GRC Starter Kit
Everything a new compliance hire needs to build their first risk program — 6 products at 46% off.
Bundle
$169
Compliance Essentials
Multi-domain compliance coverage: data privacy, incident response, BCP/DR, and SOC 2 — 43% off.
Bundle
$199
Operational Risk Program
Build a complete ORM program: ERM framework, RCSA, loss monitoring, financial risk, and KRIs — 37% off.